-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NCoFJmGHf5FpvEHUaeb10lAqybggy21aubTkUyKgo/vOAfuLvaz2dA1EAXWvqOQ2 5/ClrcKELtfUf95vKmaEzA== 0001125282-01-500217.txt : 20010504 0001125282-01-500217.hdr.sgml : 20010504 ACCESSION NUMBER: 0001125282-01-500217 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010503 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: URANIUM RESOURCES INC /DE/ CENTRAL INDEX KEY: 0000839470 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS, MINERALS (NO PETROLEUM) [5050] IRS NUMBER: 752212772 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-40754 FILM NUMBER: 1621276 BUSINESS ADDRESS: STREET 1: 12750 MERIT DRIVE STREET 2: SUITE 720 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 9723877777 MAIL ADDRESS: STREET 1: 12750 MERIT DRIVE STREET 2: SUITE 720 CITY: DALLAS STATE: TX ZIP: 75251 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MUELLER RUDOLF J CENTRAL INDEX KEY: 0001078223 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O WINCHESTER GROUP, INC. STREET 2: 335 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122868620 MAIL ADDRESS: STREET 1: C/O WINCHESTER GROUP, INC. STREET 2: 335 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 SC 13G/A 1 b311260_13ga.txt SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5) URANIUM RESOURCES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 916901309 (CUSIP Number) April 9, 2001 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form -with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------------------- ----------------- CUSIP No. 916 901 309 13G/A Page 2 of 6 Pages - ---------------------- ----------------- ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) A. The Winchester Group, Inc. 13-3592564 B. Rudolf J. Mueller ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION A. State of Delaware B. United States of America ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER A. None SHARES B. 6,709,400 shares (13.7%) _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER A. None (see Item 4) OWNED BY B. 78,300 shares (0.2%)(see Item 4) _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER A. None (see Item 4) REPORTING B. None (see Item 4) _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER A. 7,545,100 shares (15.4%)(see Item 4) WITH B. 7,545,100 shares (15.4%)(see Item 4) ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON A. 7,545,100 shares (15.4%)(see Item 4) B. 7,545,100 shares (15.4%)(see Item 4) ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* A. [_] B. [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) A. 15.4% (see Item 4) B. 15.4% (see Item 4) ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* A. BD and IA B. OO (see Item 3) - ---------------------- ----------------- CUSIP No. 916 901 309 13G/A Page 3 of 6 Pages - ---------------------- ----------------- Item 1. (a) Name of Issuer: Uranium Resources Inc. ("the Company") (b) Address of Issuer's Principal Executive Offices: 12750 Merit Drive, Suite 1020 Dallas, Texas 75251 Item 2. (a) Name of Person Filing: A. The Winchester Group, Inc. B. Rudolf J. Mueller (b) Address of Principal Business Office (for A. and B.): The Winchester Group, Inc. 153 East 53rd Street Suite 5101 New York, NY 10022 (c) Citizenship: A. State of Delaware B. United States of America (d) Title of Class of Securities: common stock (the "Common Stock") (e) CUSIP Number: 916 901 309 Item 3. This statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), and the Person filing is: A. an investment adviser in accordance with Section 13d-1(b)(1)(ii)(E), and a broker or dealer registered under section 15 of the Act; B. a registered representative with discretionary authority over certain accounts, including the accounts for which the Common Stock of the Company was acquired and an officer, director and a shareholder of The Winchester Group, Inc. - ---------------------- ----------------- CUSIP No. 916 901 309 13G/A Page 4 of 6 Pages - ---------------------- ----------------- Item 4. Ownership (a) Amount beneficially owned: A. 7,545,100 shares(1)(2) B. 7,545,100 shares(3)(4) (b) Percent of class: A. 15.4% B. 15.4% (c) Number of Shares to which the person has: (i) sole power to vote or to direct the vote: A. None B. 6,709,400 (13.7%)(5) (ii) shared power to vote or to direct the vote: A. None B. 58,300 shares (.1%)(6) (iii) sole power to dispose or to direct the disposition of: A. None B. None (iv) shared power to dispose or to direct the disposition of : A. 7,545,100 shares (15.4%)(2) B. 7,545,100 shares (15.4%)(4) - ---------- (1) Pursuant to Rule 13d-4, The Winchester Group disclaims beneficial ownership as to all 7,545,100 shares as such shares are owned by its clients, inclusive of the shares owned by Mr. Mueller and his affiliates, of which The Winchester Group has no right to vote or dispose of such shares. (2) Consists of shares owned by certain of The Winchester Group's clients whose accounts are serviced by Mr. Mueller and which Mr. Mueller has discretionary authority over. (3) Pursuant to Rule 13d-4, Mr. Mueller disclaims beneficial ownership as to (i) 20,000 shares which are owned by Mr. Mueller's wife; (ii) 42,300 shares which Mr. Mueller, together with Ellenor Mueller, are co-guardians for the benefit of Marc Mueller, Mr. Mueller's son; (iii) 11,500 shares which Mr. Mueller is the custodian for the benefit of Zachary Mueller, Mr. Mueller's grandson; and (iv) 757,400 shares which are owned by certain of Mr. Mueller's clients of which Mr. Mueller has discretionary authority to dispose of such shares. (4) Includes 16,000 shares owned jointly with Mr. Mueller's wife; 20,000 shares owned by Mr. Mueller's wife; 42,300 shares which Mr. Mueller, together with Ellenor Mueller, are co-guardians for the benefit of Marc Mueller, Mr. Mueller's son; 11,500 shares which Mr. Mueller is the custodian for the benefit of Zachary Mueller, Mr. Mueller's grandson; 757,400 shares which are owned by certain of Mr. Mueller's clients of which Mr. Mueller has discretionary authority to dispose of such shares; and 1,125,000 shares issuable upon exercise of immediately exercisable warrants, at an exercise price of $.20 per share. (5) Includes 11,500 shares which Mr. Mueller is the custodian for the benefit of Zachary Mueller, Mr. Mueller's grandson and 1,125,000 shares issuable upon exercise of immediately exercisable warrants, at an exercise price of $.20 per share. (6) Includes 16,000 shares owned jointly with Mr. Mueller's wife and 42,300 shares which Mr. Mueller, together with Ellenor Mueller, are co-guardians for the benefit of Marc Mueller, Mr. Mueller's son. - ---------------------- ----------------- CUSIP No. 916 901 309 13G/A Page 5 of 6 Pages - ---------------------- ----------------- Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following A. [__] B. [__]. Item 6. Ownership of More than Five Percent on Behalf of Another Person The Reporting Persons have no knowledge if any one person, other than the Reporting Persons, has more than five percent interest in the Company's Common Stock. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - ---------------------- ----------------- CUSIP No. 916 901 309 13G/A Page 6 of 6 Pages - ---------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date May 3, 2001 The Winchester Group, Inc. By: /s/ Clare Nolan ------------------------ Name: Clare Nolan Title: Corporate Secretary /s/ Rudolf J. Mueller ------------------------ Rudolf J. Mueller -----END PRIVACY-ENHANCED MESSAGE-----